Compliance Senior Associate
This is the employer's own posting, not a copy on a job board.
What we know
Is it still open?
Confirmed still open
Last checked 17h ago — checked against the employer's own applicant tracking system, which is the company answering directly.
We re-read the employer's own applicant tracking system and the posting was still there. That is the company answering directly.
How old is it?
Posted 7d ago
The date the source published, not the day we noticed it (2026-10-26). Last seen at its source 3h ago.
We have tracked this listing since 26 Oct 2026 (7 days). The employer's own board has carried it every time we have read it, most recently 3 hours ago.
Is it remote?
Remote
That is the location the employer filed this posting under. Quoted as written — we do not re-word the source's own location.
Who may apply?
Not stated
The description states no restriction of its own. This is the source's own tag.
Skills named in the ad
Recognised terms only, from a fixed vocabulary — this is what CV matching compares against.
Carried by 1 source
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Greenhouse employer's own board first seen 7d ago · last seen 3h ago
The listing
About the company
About the Role
We are seeking a detail-oriented and proactive Compliance Senior Associate to join our Compliance team. This role supports the Firm's regulatory compliance program by assisting with e-communication surveillance, due diligence, risk assessments, regulatory examinations, and governance processes. The ideal candidate has a strong foundation in AML/BSA, KYC, and OFAC compliance within financial services, and is comfortable working across a broad range of compliance functions in a fast-paced environment.
Responsibilities
- Assist with the Firm's e-communication archiving reviews to monitor and ensure adherence to firm policies.
- Provide input on and help complete Due Diligence Questionnaires (DDQs) and Requests for Proposals (RFPs).
- Complete weekly, monthly, and quarterly compliance checklists in a timely and accurate manner.
- Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements.
- Assist in the preparation of risk assessments, annual reviews, and vendor reviews.
- Support the Firm's responses and documentation requests related to regulatory inquiries, third-party examinations, and internal audits.
- Help maintain governance around relevant committees, including scheduling, preparing materials, and documenting meeting notes.
Requirements
- 5+ years of experience in KYC, AML, or compliance operations within financial services or fintech.
- Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance.
- Strong ability to analyze situations for compliance and business risk, and to implement effective solutions to address and mitigate such risk.
- Excellent organizational skills with strong attention to detail and the ability to manage multiple deadlines simultaneously.
- Strong written and verbal communication skills, with the ability to work cross-functionally and interact with regulators, auditors, and internal stakeholders.
- Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).
What we offer
- Competitive compensation including but not limited to salary, future token rights, and/or equity (according to your preferences) — We are well-funded and believe that great talent deserves great compensation.
- Full benefits (medical, vision, and dental) and flexible vacation policy (PTO).
- Remote-first team across many countries — You will be an early team member helping shape our vision, culture, and design practices.
- A+ colleagues — Our team includes alumni from: Goldman Sachs, Blackrock, Two Sigma, Bridgewater, SpaceX, AWS, Meta, Google, McKinsey, Circle, Uniswap.
- Best-in-class investors — We are proud to be backed by leading crypto experts and VCs, including Pantera Capital, Founders Fund and Coinbase Ventures.